Konstantinos Sergakis

The Law of Capital Markets in the EU (eBook, PDF)

Disclosure and Enforcement

• Format: PDF

Produktbeschreibung

The first textbook to focus exclusively on the law of capital markets in the EU, combining a theoretical and practical overview of the current EU legal framework applicable to capital markets, with succinct and comparative analysis of the interaction between market actors and EU law that has shaped the regulatory agenda at national and EU level.

Produktdetails

• Verlag: Bloomsbury eBooks UK
• Seitenzahl: 314
• Erscheinungstermin: 7. März 2018
• Englisch
• ISBN-13: 9781137518477
• Artikelnr.: 62860727

Autorenporträt

Konstantinos Sergakis is Professor of Commercial Law at the University of Glasgow, UK, and School International Lead for the University of Glasgow School of Law, UK.

Inhaltsangabe

PART I: INTRODUCTION TO THE LAW OF CAPITAL MARKETS IN THE EU.- 1. The Foundations of the Law of Capital Markets in the EU.- 2. Markets, Participants and Financial Instruments.- 3. Supervision and Sanctions.- PARTII: LISTED COMPANIES AND DISCLOSURE OBLIGATIONS.- 4. Prospectus Disclosure Obligations.- 5. Periodic Disclosure Obligations.- 6. Episodic Disclosure Obligations.- 7. Transparency of Ownership Structures.- PART III: INAPPROPRIATE MARKET PRACTICES AND MARKET INTEGRITY.- 8. Insider Dealing.- 9. Market Manipulation.- 10. Short Selling.- PART IV: GATEKEEPERS.- 11. Investment Firms.- 12. Financial Analysts.- 13. Credit Rating Agencies.- 14. Proxy Advisors.